News & Memoranda
The Committee provides the latest Washington information and developments on both tax and securities issues of importance to annuity issuers.
CAI - Comment Letter 3-1-19 03/11/2019
Committee Comment Letter Filed-- FINRA Regulatory Notice 18-05 /Government Securities Initiative 04/18/2018
Committee Comment Letter - DOL RFI 07/24/2017
Committee Comment Letter re FINRA Retrospective Rule Review Outside Business Activities and Private Securities Transactions 06/29/2017
Committee Comment Letter re NYDFS-Reg-210 06/23/2017