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News & Developments

The Committee provides the latest Washington information and developments on both tax and securities issues of importance to annuity issuers.

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4.15.2013	Committee Comment Letter to Ways and Means Committee
11.20.12	2012-13 IRS-Treasury Priority Guidance Plan
05.03.12	Committee Comment Letter on Proposed QLAC Regs.
05.01.12	Committee Comment Letter on IRS Business Plan
04.16.12	Committee Comment Letter on 81-100 Group Trusts
02.02.12	Proposed Rule - Longevity Annuity Contracts
02.02.12	Rev. Rul. 2012-3
02.02.12	Rev. Rul. 2012-4
02.02.12	Fee Disclosures - Final Rule
02.02.12	DOL Fact Sheet - Fee Disclosure
02.02.12	Changes to Final Fee Disclosure Rule
02.02.12	Defined Benefit Plan Distributions
02.02.12	Council of Economic Advisers Report on Retirement
12.15.11	Committee Comment Letter Filed with FIO
11.09.11	Committee Comment Letter on IRS Notice 2011-68
04.11.11	Committee Comment Letter on 81-100 Group Trusts
02.03.11	Committee Comment Letter on the Definition of Fiduciary
12.27.10	Committee Comment Letter on FINRA Disclosure Statement Proposal
12.03.10	Committee Comment Letter on the Definition of "Swap"
11.30.10	Update on FINRA Rule Initiatives
11.23.10	Comment Letter on FINRA Books and Records Rule Proposals
11.05.10	Committee Comment Letter on SEC's Mutual Fund Distribution Fee and Confirmation Proposals
09.10.10	Committee Comment Letter on FINRA Suitability/Know Your Customer Proposal
08.30.10	Committee Comment Letter on SEC Study on Obligations of Brokers, Dealers, and Investment Advisers
08.30.10	Committee Comment Letter on FINRA Proposal on Reporting Requirements
07.30.10	Committee Comment Letter on Registration and Qualification Requirements for Certain Operations Personnel
05.05.10	CAI Comment Letter on Proposed DOL Investment Advice Rule
05.03.10	Committee Comment Letter on Use of Annuities in DC Plans
03.05.10	CAI Comment Letter - RN 10-01 (Membership Application Proceedings)
03.02.10	CAI Comment Letter - RN 09-70 (Registration and Qualification Requirements)
02.22.10	CAI Comment Letter - RN 09-69 (Payments to Unregistered Persons)
12.30.09	Committee of Annuity Insurers Comment Letter - FINRA Rule 2211 (FINRA Variable Product Advertising Rule Proposal)
11.20.09	Committee of Annuity Insurers Comment Letter - RN 09-55 (Proposed New Rules Governing Communications with the Public)
10.13.09	Committee Comment Letter - Customer Confirmations
10.12.09	Summary of FINRA Rule Consolidations and Committee Actions
09.17.09	Press Release Regarding 2009 Gallup Report
09.17.09	2009 Gallup Report Fact Sheet
09.16.09	2009 Gallup Survey of Owners of Non-Qualified Annuity Contracts
08.20.09	Memorandum on Private Separate Account Reporting Filed with Treasury Department
07.10.09	2009 Update to 2008 E&Y Retirement Vulnerability Report
06.01.09	Comments on Section 403(b) Prototype Plan Program
01.31.08	Comment Letter Filed with IRS Regarding Notice 2007-15 Regarding Procedures for Correcting Section 817(h) Diversification Failures
01.14.08	Copy of IRS Notice 2008-18 Regarding Annuity and Life Insurance Contract Reserve Methodologies
11.16.07	Federal Register Copy of Form 5500 Annual Reporting
11.16.07	Federal Register Copy of Annual Reporting and Disclosure Guidance
11.15.07	Copy of Final Regulations Defining "Salary Reduction Agreement" for Purposes of IRC Section 3121(a)(5)(D)
11.13.07	Comment Letter on DOL Proposed Regulations Regarding Fiduciary Standards for Selecting Annuity Contracts for Defined Contribution Retirement Plans

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Committee Member Memoranda

Committee Members enjoy detailed and insightful reports on the latest regulatory and legislative developments on tax and securities issues. Committee memoranda cover the latest developments on Capitol Hill and at the IRS, SEC, NASD and Treasury Department. The reports also cover the Committee’s public policy efforts on tax and securities issues as they relate to annuities.

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